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National Provider Identification (NPI) Documents

While CMS guidance is clear that May 23, 2007 was the final deadline for covered entities, other than small plans, to comply with HIPAA's NPI provisions; with consideration of ongoing challenges nationally, CMS/OESS outlined a relaxed approach to enforcement of HIPAA's NPI provisions.

“Through May 23, 2008 CMS/OESS will not impose penalties on covered entities that deploy contingency plans if they have made reasonable and diligent efforts to become compliant and, in the case of health plans, to facilitate the compliance of their trading partners.”

With this in mind AHCCCS elected to deploy an extension to our NPI contingency plan which allowed for the continued dual use of the NPI for service/rendering providers through February 29, 2008 dates of processing and for other data elements and transactions as outlined on in the AHCCCS Contingency Key Dates document below. The contingency period for dual use of the NPI for service/rendering providers has now expired and AHCCCS will enforce appropriate full compliance with the NPI provisions for processing on and after 3/1/2008.

This section contains links to a page with information regarding, and to documents related use of the National Provider Identification (NPI) number.  The following documents are included in this section:

All documents are provided in PDF format. To access the Adobe Acrobat Reader site for a free, downloadable version of this program, click here:

Get Acrobat Reader

AHCCCS Dual Use Definitions

Legacy Identifier:

A “Legacy Identifier” is any identifier previously used to identify a health care provider prior to NPI. After the compliance date as stated in the AHCCCS Contingency Plan, only a NPI may be used to identify a health care provider in standard transactions. Legacy identifiers include AHCCCS Registration Numbers, Health Plan Registration Numbers, Medicare PINS, Blue Cross provider numbers, and other identifiers.

AHCCCS Dual Use:

AHCCCS began accepting NPIs on claims and encounter transactions as of 1/1/2007.

For processing on and after 3/1/2008, only the NPI will be used for processing. If the NPI has not been registered/enrolled by AHCCCS [NPI not on file with AHCCCS] the transaction will fail.

Even though the "legacy identifier" may be included on the transaction, the NPI will be the ONLY identifier used to process transactions. AHCCCS will not attempt to process the transaction using the NPI and if the NPI is not on file, then check to see if the Legacy Identifier is also on the transaction and use it to process the transaction.


NPI Fact Sheet

NPI Fact Sheet [PDF, 30Kb]

Effective January 23, 2004, the final rule regarding the National Provider Identifier (NPI) was published. CMS started assigning NPI numbers to providers last May, and beginning in May 2007 NPIs will be required.  This document contains additional facts related to NPI usage.


NPI Provider Type

NPI Provider Type [PDF, 16.16Kb]

This document contains a list of NPI Provider Types, descriptions and an indicator which states whether the Provider Type requires an NPI.


NPI Recommendation from NCVHS to DHHS


NPI Audiocasts


AHCCCS Contingency Key Dates

837 and Paper Claims Transactions

  • Primary (rendering/service) providers MUST use an NPI (if required for their Provider Type), AHCCCS will enforce submission of the NPI for processing dates of 3/1/2008 and after.
  • Secondary providers (referring, attending, operating) (if required by the transaction or submitted by the submitter) MUST use a NPI (the NPI used by be a syntactically valid NPI but does not have to be known to PMMIS), AHCCCS will enforce submission of the NPI for processing dates 4/1/2008 and after. 

837 Encounter Transactions

  • Primary (rendering/service) providers MUST use an NPI (if required for their Provider Type), AHCCCS will enforce submission of the NPI for processing dates 3/1/2008 and after.
  • Secondary providers (referring, attending, operating) (if required by the transaction or submitted by the submitter) MUST use a NPI (the NPI used by be a syntactically valid NPI but does not have to be known to PMMIS), AHCCCS will enforce submission of the NPI for processing dates 4/1/2008 and after.

NCPDP and Paper Claims Transactions

  • Primary (rendering/service) providers MUST use an NPI (if required for their Provider Type), AHCCCS will enforce submission of the NPI for processing dates 3/1/2008 and after. 
  • Secondary providers (referring, attending, operating) (if required by the transaction or submitted by the submitter) MUST use a NPI (the NPI used by be a syntactically valid NPI but does not have to be known to PMMIS), AHCCCS will enforce submission of the NPI for processing dates 4/1/2008 and after.

NCPDP Encounter Transactions

  • Primary (rendering/service) providers MUST use an NPI (if required for their Provider Type), AHCCCS will enforce submission of the NPI for processing dates 3/1/2008 and after.
  • Secondary providers (referring, attending, operating) (if required by the transaction or submitted by the submitter) MUST use a NPI (the NPI used by be a syntactically valid NPI but does not have to be known to PMMIS), AHCCCS will enforce submission of the NPI for processing dates 4/1/2008 and after.

270/271 Transactions

  • Providers MUST use an NPI (if required for their Provider Type), AHCCCS will enforce use of the NPI for processing dates 3/1/2008 and after.

On-Line Web Based Transactions (Claim Status Lookup)

  • Providers MUST use an NPI (if required for their Provider Type), AHCCCS will enforce use of the NPI for processing dates 3/1/2008 and after.

Provider Registration Records

  • Provider records SHOULD contain valid NPI information (if required for the Provider Type), AHCCCS will begin the suspension of any Provider records for lack of an NPI beginning 3/1/2008 and after. 

Provider Affiliation File

  • Health Plans MUST submit with an NPI (if required for the provider type), AHCCCS will enforce inclusion of the NPI for processing dates 3/1/2008 and after.

Validator

  • Health Plans MUST submit encounter related transactions with appropriate NPI information (if required for the provider type), but the AHCCCS Validator will continue to accept both NPI and/or other legacy identifiers on an ongoing basis due to the need to support encounters for Atypical Providers.

 

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